-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qex6xSBqcl7U5Y9HC2L4/hsvkkcelyPnTWMEvprC/6RIc0/pCoxAVk1yeOpGV+at JP2FaTNWJpYSkxVMYmx1lg== 0000950123-10-012172.txt : 20100212 0000950123-10-012172.hdr.sgml : 20100212 20100212150221 ACCESSION NUMBER: 0000950123-10-012172 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Dicke James F III CENTRAL INDEX KEY: 0001352468 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: C/O CROWN CORPORATION STREET 2: 44 SOUTH WASHINGTON STREET CITY: NEW BREMEN STATE: OH ZIP: 45869 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED VIRAL RESEARCH CORP CENTRAL INDEX KEY: 0000786623 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592646820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79380 FILM NUMBER: 10598230 BUSINESS ADDRESS: STREET 1: 200 CORPORATE BOULEVARD SOUTH STREET 2: . CITY: YONKERS STATE: NY ZIP: 10107 BUSINESS PHONE: 9143767383 MAIL ADDRESS: STREET 1: 200 CORPORATE BOULEVARD SOUTH STREET 2: . CITY: YONKERS STATE: NY ZIP: 10107 SC 13G 1 l38850sc13g.htm SC 13G sc13g

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

ADVANCED VIRAL RESEARCH CORP.
(Name of Issuer)
Common Shares
(Title of Class of Securities)
007928104
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on following pages(s))

 
 


 

                         
CUSIP No.
 
007928104 
13G Page  
  of   
 
Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

James F. Dicke III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  The United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  -0-
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  0.0%
     
12   TYPE OF REPORTING PERSON*
   
  IN
*SEE INSTRUCTION BEFORE FILLING OUT!


 

                         
CUSIP No.
 
007928104 
  Page  
  of   
 
Pages
         
Item 1.
       
 
       
 
  (a)   Name of Issuer:
 
       
 
      Advanced Viral Research Corp.
 
       
 
  (b)   Address of Issuer’s Principal Executive Offices:
 
       
 
      200 Corporate Boulevard South
 
      Yonkers, New York 10107
 
       
Item 2.
       
 
       
 
  (a)   Name of Person Filing:
 
       
 
      James F. Dicke III
 
       
 
  (b)   Address of Principal Business Office:
 
       
 
      c/o Crown Equipment Corporation
 
      44 South Washington Street
 
      New Bremen, Ohio 45869
 
       
 
  (c)   Citizenship:
 
       
 
      The United States of America
 
       
 
  (d)   Title of Class of Securities:
 
       
 
      Common Shares
 
       
 
  (e)   CUSIP Number:
 
       
 
      007928104
 
       
Item 3.
      Rules 13d-1(b) or 13d-2(b) or (c) Statement.
 
       
 
      Not applicable.
 
       
Item 4.
      Ownership.
 
       
 
  (a)   Amount Beneficially Owned:
 
       
 
      None.

 


 

                         
CUSIP No.
 
007928104 
  Page  
  of   
 
Pages
         
 
  (b)   Percent of Class:
 
       
 
      0.0%
 
       
 
  (c)   Number of shares as to which such person has:
         
 
  (i)   sole power to vote or to direct the vote:
 
       
 
      None.
 
       
 
  (ii)   shared power to vote or to direct the vote:
 
       
 
      None.
 
       
 
  (iii)   sole power to dispose or to direct the disposition of:
 
       
 
      None.
 
       
 
  (iv)   shared power to dispose or to direct the disposition of:
 
       
 
      None.
         
Item 5.
      Ownership of Five Percent or Less of a Class.
 
       
 
      If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ.
 
       
Item 6.
      Ownership of More than Five Percent on Behalf of Another Person.
 
       
 
      Not applicable.
 
       
Item 7.
      Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
 
       
 
      Not applicable.

 


 

                         
CUSIP No.
 
007928104 
  Page  
  of   
 
Pages
         
Item 8.
      Identification and Classification of Members of the Group.
 
       
 
      In lieu of filing an exhibit to this Schedule 13G providing the identification and classification of the members of the group, such information is provided below.
 
       
 
      Name: James F. Dicke II
 
      Classification: IN
 
       
Item 9.
      Notice of Dissolution of Group.
 
       
 
      Not applicable.
 
       
Item 10.
      Certification.
     By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Signature.
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2010
         
  JAMES F. DICKE III
 
 
  By   /s/ J. Michael Herr    
    J. Michael Herr   
    Attorney-in-fact for James F. Dicke III
pursuant to Power of Attorney 
 
 

 

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